Unclaimed
Jeanne Marie Cruz is a financial advisor at Nylife Distributors LLC, a registered broker-dealer. Jeanne has been in the financial services industry since 1996 and has experience working with clients in New York. Jeanne holds Series 7 and 63 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/17/2007 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
08/27/2002 - 07/03/2007
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
MA
08/19/1997 - 09/21/2000
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
11/06/1995 - 05/28/1997
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NA
09/02/1993 - 11/06/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BC
Issued 09/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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