Unclaimed
Jeanne Louise Bauer is a financial professional with over 25 years of experience in the industry. Jeanne is registered with Fidelity Brokerage Services LLC. Jeanne has a broad range of licenses and registrations, including Series 7, Series 6, Series 24, and Series 63. Jeanne is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/09/2014 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
09/10/1997 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 05/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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