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Jeanne Ann Charpentier

National Financial Services LLC

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About Jeanne Ann Charpentier

Jeanne Charpentier is a financial advisor with National Financial Services LLC, a firm with offices in Smithfield, Rhode Island. Jeanne has been in the financial services industry since September 13, 2000. Jeanne has a diverse background in the industry, having worked for a number of firms including Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeanne is licensed in Rhode Island and holds the Series 6, 7, 24, and 66 licenses.

Firm Information

Jeanne Charpentier is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeanne Charpentier’s Registration & Firm History

RI

05/20/2014 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/19/2013 - 05/07/2014

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

11/24/2010 - 07/02/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

10/23/2009 - 10/15/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

RI

04/21/2009 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

RI

10/20/2004 - 03/12/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

NY

01/17/2001 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

01/28/2000 - 09/14/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/28/2000 - 09/14/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/27/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeanne Ann Charpentier.
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