Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeanette? Claim Your ProfileJeanette Smith is an active investment advisor representative with Charles Schwab & CO., Inc. Jeanette has been in the industry since August 1994. Jeanette has a wide range of experience, having worked with a variety of firms. Jeanette has a strong track record of success and is committed to providing clients with the highest level of service. Jeanette is also a registered representative with Charles Schwab & CO., Inc. and holds Series 7, 9, 10, 24, 52TO, 53, 63, and 66 licenses. Jeanette holds licenses to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
02/19/2016 - Present
Charles Schwab & CO., Inc. (Santa Rosa CA)
CA
09/11/2014 - 02/16/2016
LPL FINANCIAL LLC (SAN RAFAEL CA)
CA
06/25/2013 - 04/08/2015
FINANCIAL TELESIS INC (SAN RAFAEL CA)
CA
09/18/2012 - 06/21/2013
FOOTHILL SECURITIES, INC. (MOUNTAIN VIEW CA)
CA
08/01/2007 - 01/18/2012
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
04/20/1993 - 11/22/2006
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
BOTH
Issued 07/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2011
Series 4 - Registered Options Principal Examination
BC
Issued 06/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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