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Jeanette C Lam

ING Financial Markets LLC

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About Jeanette C Lam

Jeanette Lam has been in the financial services industry for over 6 years, specializing in operations and compliance. Jeanette is currently registered with ING Financial Markets LLC. Jeanette holds the Securities Industry Essentials Examination and the Operations Professional Examination, Series 99.

Firm Information

Jeanette Lam is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeanette Lam’s Registration & Firm History

NY

04/13/2017 - Present

ING Financial Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeanette C Lam.
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