Unclaimed
Jean-sebastien Bret is a financial professional with over 17 years of experience in the industry. Jean-sebastien is currently registered with HSBC Securities (USA) Inc. and holds licenses for Series 7, Series 55, Series 63, and Series 7TO. Previously, Jean-sebastien has held positions at Lehman Brothers Inc., SG Americas Securities, LLC, and SG Cowen Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/08/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NA
09/29/2006 - 11/04/2008
LEHMAN BROTHERS INC. (HONG KONG )
NY
04/26/2004 - 08/03/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
09/26/2002 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 06/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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