Unclaimed
Jean Victor is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, CO. Jean has been in the industry since 2001 and is registered with the Securities and Exchange Commission (SEC) and FINRA. Jean specializes in financial planning, portfolio management for individuals, and educational seminars. Jean is currently registered in 46 states and is also registered as an Investment Advisor Representative in New Jersey. In the past Jean has held positions with TD Ameritrade, Inc., Scottrade, Inc., Charles Schwab & Co., Inc., Andrew Garrett, Inc., and The Golden, Lender Financial Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/25/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NJ
02/26/2018 - 08/02/2021
TD AMERITRADE, INC. (SHORT HILLS NJ)
NJ
12/20/2011 - 02/26/2018
SCOTTRADE, INC. (MILLBURN NJ)
NJ
10/25/2007 - 07/12/2011
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
NJ
08/27/1998 - 06/05/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
04/03/1998 - 08/28/1998
ANDREW GARRETT, INC. (NEW YORK NY)
NY
08/07/1998 - 08/12/1998
THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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