Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean? Claim Your ProfileJean Pierre Tapia is a financial advisor with Vanguard Marketing Corp. Jean has been in the financial services industry since 2008 and has a broad range of experience. Jean holds the Series 7, Series 6, and Series 63 licenses and has passed the SIE exam. Jean is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial advice in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/12/2024 - Present
Vanguard Marketing Corp. (MALVERN PA)
TN
12/09/2008 - 12/22/2009
METLIFE SECURITIES INC. (CHATTANOOGA TN)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/29/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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