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Jean-paul Sursock

Neuberger Berman BD LLC

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About Jean-paul Sursock

Jean-paul Sursock is a financial professional with over 20 years of experience in the industry. Jean-paul Sursock is currently registered as a Registered Representative (RR) with Neuberger Berman BD LLC and as an Investment Advisor Representative (IAR) with the firm in New Jersey and New York. Prior to joining Neuberger Berman BD LLC, Jean-paul Sursock was employed by Blackrock Investments, LLC and Barclays Capital Inc. Jean-paul Sursock has a Series 7, Series 63, Series 3 and Series 65 license and the SIE. Jean-paul Sursock specializes in securities, commodities and investment advisory services.

Firm Information

Jean-paul Sursock is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jean-paul Sursock’s Registration & Firm History

NY

03/20/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

08/29/2013 - 07/26/2016

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

09/22/2008 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/24/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

IL

08/09/2001 - 06/20/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

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Licenses & Designations

IA

Issued 09/12/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2013

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jean-paul Sursock.
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