Unclaimed
Jean-paul Chaput is a securities professional with over 18 years of experience in the industry. Jean-paul is currently registered with MUFG Securities Americas Inc. and is a Series 7, Series 63, SIE and Series 79TO licensed individual. Jean-paul previously worked with BTMU Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jean-paul is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
12/04/2012 - 03/14/2016
BTMU SECURITIES, INC. (NEW YORK NY)
NY
09/20/2004 - 08/09/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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