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Jean-paul Chaput

Mufg Securities Americas Inc.

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About Jean-paul Chaput

Jean-paul Chaput is a securities professional with over 18 years of experience in the industry. Jean-paul is currently registered with MUFG Securities Americas Inc. and is a Series 7, Series 63, SIE and Series 79TO licensed individual. Jean-paul previously worked with BTMU Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jean-paul is registered in 51 states.

Firm Information

Jean-paul Chaput is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jean-paul Chaput’s Registration & Firm History

NY

03/14/2016 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

12/04/2012 - 03/14/2016

BTMU SECURITIES, INC. (NEW YORK NY)

NY

09/20/2004 - 08/09/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jean-paul Chaput.
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