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Jean Flanagan Prina

Ernst & Young Investment Advisers LLP

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About Jean Flanagan Prina

Jean Flanagan Prina is a financial advisor in Tampa, Florida. Jean is a registered Investment Advisor Representative with Ernst & Young Investment Advisers LLP. Jean has been in the financial industry since 1988, working with clients in the Tampa Bay area. Jean provides financial planning services and educational seminars for individual clients as well as corporations and other businesses. Jean is also certified as a Certified Financial Planner.

Firm Information

Jean Prina is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Jean Prina’s Registration & Firm History

FL

06/21/2018 - Present

Ernst & Young Investment Advisers LLP (Tampa FL)

FL

04/16/2010 - 05/18/2018

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

FL

01/22/2010 - 03/12/2010

MML INVESTORS SERVICES, INC. (TAMPA FL)

FL

03/12/2009 - 04/16/2009

SYMETRA INVESTMENT SERVICES, INC. (SPRING HILL FL)

FL

06/30/2008 - 08/26/2008

AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)

IL

10/16/2007 - 12/10/2007

UBS FINANCIAL SERVICES INC. (CHICAGO IL)

NC

04/28/2004 - 04/12/2007

CANTOR FITZGERALD & CO. (CHARLOTTE NC)

FL

06/22/1988 - 02/11/2004

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 08/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/12/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 05/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Jean Flanagan Prina. Review regulatory record here.
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