Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean? Claim Your ProfileJean Duffy is an investment advisor representative who has been in the financial industry since April 1991. Jean is currently registered with Captrust in West Des Moines, Iowa. Jean has previously worked with Securian Financial Services, Inc. and Princor Financial Services Corporation. Jean has a Series 6, Series 7, and Series 63 licenses, and has a SIE exam. Jean is also a member of the Finance Committee for Carlisle Area Dollars For Scholars and Ronald McDonald Charities of Central Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IA
04/09/2015 - Present
Captrust (West Des Moines IA)
IA
12/05/2005 - 12/16/2010
SECURIAN FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
04/03/1991 - 11/21/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 03/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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