Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean? Claim Your ProfileJean Cazeau is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Jean has been in the industry since 2018 and is registered in 15 states including Rhode Island, Texas, and California. Jean holds the Series 3, 7, 9, 10, 66, and SIE licenses. Jean specializes in providing financial advice to individuals, businesses, and institutions. Jean is committed to providing clients with personalized financial advice and investment strategies. Jean's experience in the industry and commitment to client satisfaction make Jean a valuable resource for clients seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
03/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
BOTH
Issued 6/8/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/1/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/3/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/9/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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