Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean-carlos? Claim Your ProfileJean-carlos Baez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jean-carlos has been in the securities industry since March 9, 2020 and has experience in providing investment advice and portfolio management for individuals and businesses. Jean-carlos is licensed in 52 states and 2 provinces. Jean-carlos has a wide range of investment products and services available to clients including securities, mutual funds, and variable annuities. Jean-carlos has access to the resources of a large firm, such as research and analysis, as well as experienced professionals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/26/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Chandler AZ)
BOTH
Issued 05/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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