Unclaimed
Jean Carlo Peguero is a financial professional registered with Empower Financial Services, Inc.. Jean has been active in the industry since July 2021, holding Series 63, Series 7TO, SIE and Series 6TO licenses. Jean is licensed to provide investment advice in 52 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/27/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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