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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean? Claim Your ProfileJean Carlo Ferrer is a financial advisor with UBS Financial Services Inc. Jean has been in the financial services industry since September 11, 2000. Jean holds a Series 6, 7, 31, and 66 license, and has been registered with FINRA since 2002. Jean is licensed in Arizona, California, Missouri, Nevada, New Mexico, and Texas. Before joining UBS Financial Services Inc., Jean worked at MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Jean has worked with clients including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/10/2019 - Present
UBS Financial Services Inc. (SAN ANTONIO TX)
CA
06/01/2009 - 01/03/2014
MORGAN STANLEY (SAN DIEGO CA)
CA
12/13/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
CA
09/11/2000 - 12/19/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN YSIDRO CA)
BOTH
Issued 07/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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