Unclaimed
Jean Baptiste Graugnard is a financial professional with over 19 years of experience in the industry. Jean currently holds a Series 7, Series 6, and Series 63 license. Jean also has a Series 65 license and holds a SIE license. Jean is currently registered with Corebridge Capital Services, Inc. in Alabama, Arkansas, Louisiana, Mississippi, and Tennessee. Jean has previously worked with CETERA FINANCIAL SPECIALISTS LLC, FIDELITY DISTRIBUTORS COMPANY LLC, ALLIANZ LIFE FINANCIAL SERVICES, LLC, DELAWARE DISTRIBUTORS, L.P., LINCOLN FINANCIAL DISTRIBUTORS, INC., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., AMSOUTH INVESTMENT SERVICES, INC., and HIBERNIA INVESTMENTS, L.L.C.. Jean is a dedicated and experienced financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/18/2024 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
LA
01/25/2023 - 03/19/2024
CETERA FINANCIAL SPECIALISTS LLC (LAPLACE LA)
RI
07/24/2013 - 04/25/2022
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
MN
06/28/2010 - 07/09/2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
PA
01/05/2010 - 06/17/2010
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
05/29/2007 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
FL
03/21/2006 - 05/11/2007
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
LA
04/12/2005 - 02/23/2006
AMSOUTH INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
LA
04/28/2004 - 03/09/2005
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
IA
Issued 04/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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