Invested Better
Unclaimed

Unclaimed

Unclaimed

Jean Ann Sesler

Newedge Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jean? Claim Your Profile

About Jean Ann Sesler

Jean Ann Sesler is a financial advisor with over 30 years of experience in the industry. Jean Ann currently works at Newedge Securities, Inc. where she has been registered since November 2003. She has held multiple licenses, including Series 7, 24, 27, 63 and 99TO. Prior to her role at Newedge Securities, Inc., Jean Ann was registered with Dreyfus Investment Services Company, LLC, and Dreyfus Financial Services Corporation.

Firm Information

Jean Sesler is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jean Sesler’s Registration & Firm History

PA

11/05/2003 - Present

Newedge Securities, Inc. (PITTSBURGH PA)

PA

04/20/1988 - 01/02/2003

DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)

NY

04/25/1997 - 12/31/2000

DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)

Not sure if Jean Ann Sesler is right for you?

Licenses & Designations

BC

Issued 07/13/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/07/2005

Series 24 - General Securities Principal Examination

BC

Issued 03/02/1992

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jean Ann Sesler.
Not sure if Jean Ann Sesler is right for you?