Unclaimed
Jean Ann Sesler is a financial advisor with over 30 years of experience in the industry. Jean Ann currently works at Newedge Securities, Inc. where she has been registered since November 2003. She has held multiple licenses, including Series 7, 24, 27, 63 and 99TO. Prior to her role at Newedge Securities, Inc., Jean Ann was registered with Dreyfus Investment Services Company, LLC, and Dreyfus Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/05/2003 - Present
Newedge Securities, Inc. (PITTSBURGH PA)
PA
04/20/1988 - 01/02/2003
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
NY
04/25/1997 - 12/31/2000
DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)
BC
Issued 07/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/02/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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