Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jean? Claim Your ProfileJean Ann Oconnor has been in the financial industry since 2003. Jean Ann is currently registered with T. Rowe Price Investment Services, Inc. Jean Ann has previously worked for Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lincoln Financial Distributors, Inc., Hartford Equity Sales Company Inc., Legg Mason Investor Services, LLC and Citigroup Global Markets Inc.. Jean Ann has a broad range of experience and expertise in the industry, having held positions in various firms and having obtained licenses for Series 3, 6, 7, 24, 51, 63 and 66. Jean Ann is currently licensed in California, Connecticut and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
01/04/2022 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
CT
06/10/2014 - 11/12/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (HARTFORD CT)
CT
06/10/2014 - 11/12/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (HARTFORD CT)
CT
03/20/2012 - 11/12/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (HARTFORD CT)
CT
07/11/2011 - 03/26/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
12/01/2005 - 10/22/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
07/02/2003 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
08/21/1986 - 02/18/1987
FIRST INVESTORS CORPORATION
BOTH
Issued 08/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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