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Jaykumar S Shah

UBS Securities LLC

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About Jaykumar S Shah

Jaykumar Shah is a Registered Representative associated with UBS Securities LLC. Jaykumar has been active in the securities industry since June 9, 2019. Jaykumar holds the Securities Industry Essentials (SIE) and Series 99TO licenses. The branch location for Jaykumar Shah is located at 600 Washington Blvd- STM in Stamford, CT.

Firm Information

Jaykumar Shah is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jaykumar Shah’s Registration & Firm History

CT

06/10/2019 - Present

UBS Securities LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 06/10/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2019

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jaykumar S Shah.
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