Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay William Eng is a financial advisor based in Torrance, CA. Jay has been in the financial industry since 1997 and is currently registered with Independent Financial Group, LLC. Jay has a broad range of experience, having previously worked with several firms including Kinecta Wealth Management, LPL Financial LLC, WM Financial Services, Inc. and Electronic Trading Group, LLC. Jay's specializations include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/18/2020 - Present
Independent Financial Group, LLC (TORRANCE CA)
CA
06/16/2006 - 09/23/2020
KINECTA WEALTH MANAGEMENT (WOODLAND HILLS CA)
CA
05/10/2004 - 09/21/2020
LPL FINANCIAL LLC (TORRANCE CA)
CA
06/04/2003 - 02/27/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
01/09/2003 - 05/13/2003
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
MA
06/18/2002 - 09/12/2002
PULSE TRADING, INC. (BOSTON MA)
NY
03/02/2001 - 05/30/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/05/2001 - 02/28/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/08/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CT
06/24/1999 - 03/03/2000
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
02/01/1999 - 05/26/1999
BERNARD L. MADOFF (NEW YORK NY)
NY
05/08/1998 - 06/10/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
MA
07/28/1992 - 11/30/1994
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
IA
Issued 08/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jay Eng is the right advisor for you? Invested Better is here to help.
