Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay W. Gazzier is an individual advisor with Ameriprise Financial Services, LLC and has been in the industry since September 3, 1999. Jay has a current registration with the state of Texas and Puerto Rico. Jay has passed the Series 7, Series 31, Series 66, and Series 24 exams. Jay is registered in 17 states and has a registration with FINRA. Jay is a registered investment advisor in Texas and Puerto Rico. Jay W. Gazzier has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Ameriprise Financial Services, LLC has been in business for over a century and manages over $479 billion in assets. The firm provides a variety of financial planning, investment, and retirement planning services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/23/2018 - Present
Ameriprise Financial Services, LLC (Houston TX)
TX
11/17/1999 - 11/28/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
08/31/1999 - 11/12/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/31/1999 - 11/12/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 12/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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