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Jay Ungos Parayno

Capital Client Group, Inc.

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About Jay Ungos Parayno

Jay Ungos Parayno is a financial professional with over 20 years of experience in the financial services industry. Jay is a Registered Investment Advisor (RIA) and is currently registered with Capital Client Group, Inc. Jay has a wide range of experience in various areas of the financial services industry including securities and investment advisory services. Jay holds several licenses and certifications including Series 6, 7, 63, and 65. Jay is a dedicated and experienced financial professional committed to providing personalized and comprehensive financial planning and investment management services to clients.

Firm Information

Jay Parayno is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Jay Parayno’s Registration & Firm History

TX

02/01/2017 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

CA

01/08/2002 - 11/16/2007

AMERITAS INVESTMENT CORP. (GLENDORA CA)

MN

12/22/2000 - 12/20/2001

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

IA

Issued 03/17/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/2015

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/27/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jay Ungos Parayno. Review regulatory record here.
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