Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Bowman is a financial advisor who has been in the industry since 1983. Jay is registered with UBS Financial Services Inc., KIDDER, PEABODY & CO. INCORPORATED and UNDERWOOD, NEUHAUS & CO., INCORPORATED. Jay has Series 63 and Series 65 securities licenses and Series 7, Series 9, Series 10, and SIE licenses. Jay is registered in 27 states including Ohio, Texas, California, Florida, New York, and several others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
05/24/2006 - Present
UBS Financial Services Inc. (CINCINNATI OH)
NY
09/13/1984 - 08/22/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/22/1983 - 08/24/1984
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 07/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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