Unclaimed
Jay Thomas Stueber is a financial advisor with J.w. Cole Financial, Inc. Jay has been working in the financial industry since July 2010 and is registered with the Financial Industry Regulatory Authority (FINRA). Jay is registered in 15 states and holds the Series 6 and SIE licenses. Jay's primary focus is on providing investment advice to individual clients and his prior experience includes working at First Midwest Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
05/20/2011 - Present
J.w. Cole Financial, Inc. (Wauwatosa WI)
WI
07/09/2010 - 05/23/2011
FIRST MIDWEST SECURITIES, INC. (MILWAUKEE WI)
BC
Issued 07/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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