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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Thomas Harbison is a financial advisor with over 20 years of experience in the industry. Jay is currently registered with Principal Asset Management and has been a registered representative since 2010. Jay is licensed to provide investment advice and securities brokerage services. Before Principal Asset Management, Jay worked at PRINCOR FINANCIAL SERVICES CORPORATION, INVEST FINANCIAL CORPORATION and other firms. Jay holds FINRA Series 6, 7, and 63 licenses as well as the Series 65, and the SIE exam. Jay has worked with various clients including individuals, corporations, pension and profit-sharing plans, insurance companies, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
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2
IA
04/04/2011 - Present
Principal Asset Management (DES MOINES IA)
IA
04/16/2010 - 04/08/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
08/01/2008 - 01/26/2010
INVEST FINANCIAL CORPORATION (ANKENY IA)
IN
11/20/2006 - 02/04/2008
G & W EQUITY SALES, INC. (INDIANAPOLIS IN)
IA
05/15/2006 - 11/13/2006
SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)
NE
08/17/2005 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
01/11/2000 - 08/08/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
OH
03/01/1999 - 06/03/1999
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
MA
10/20/1998 - 01/21/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 07/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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