Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Surya Sarkar is a financial professional with over 20 years of experience in the financial services industry. Jay is currently registered with Evercore Group LLC and has been with the firm since July 27, 2016. Jay has previously worked with a number of other firms, including Wolverine Execution Services, LLC, Sanford C. Bernstein & Co., LLC, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jay has a diverse background in the financial industry, having experience in equity trading, investment banking, and other areas. Jay holds a number of licenses and qualifications, including the Series 3, Series 7, Series 55, Series 57TO and Series 63 exams. Jay is registered in 37 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2016 - Present
Evercore Group LLC (NEW YORK NY)
NY
03/02/2016 - 07/20/2016
WOLVERINE EXECUTION SERVICES, LLC (New York NY)
NY
05/04/2015 - 10/08/2015
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
03/16/2010 - 02/19/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/25/2006 - 12/01/2009
LIQUIDNET, INC. (NEW YORK NY)
SD
12/13/2005 - 04/10/2006
XTF CAPITAL LLC (BRANDON SD)
NY
05/25/2005 - 04/10/2006
XTF MARKET MAKING LLC (NEW YORK NY)
NY
06/18/2003 - 05/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/11/2002 - 09/30/2002
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/03/2000 - 06/07/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
11/10/1998 - 03/28/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
11/28/1997 - 06/16/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
10/28/1996 - 06/16/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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