Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Steven Rosoff is a financial professional with over 30 years of experience in the industry. Jay has a strong background in providing financial planning, portfolio management for businesses and individuals, and pension consulting services. Jay is currently registered with Cadaret, Grant & Co., Inc., and previously held positions at Calamar Financial Group, LLC, Cabot Lodge Securities LLC, Leader Capital Corp., Crossroads Capital Distributors, LLC, Realty Capital Securities, LLC, Point Capital Markets, LLC, Allianz Life Financial Services, LLC, Allianz Global Investors Distributors LLC, Eaton Vance Distributors, Inc., Gruntal & Co. Incorporated, First Albany Corporation, A. G. Edwards & Sons, Inc., and Moseley Securities Corporation. Jay is also licensed in both New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/04/2021 - Present
Cadaret, Grant & CO., Inc. (CANASTOTA NY)
NY
07/09/2020 - 02/03/2021
CALAMAR FINANCIAL GROUP, LLC (WHEATFIELD NY)
MA
02/07/2020 - 07/08/2020
CABOT LODGE SECURITIES LLC (Cotuit MA)
WA
06/04/2018 - 09/20/2018
LEADER CAPITAL CORP. (VANCOUVER WA)
CA
08/31/2016 - 03/20/2018
CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)
NY
04/04/2013 - 09/02/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
05/02/2012 - 03/19/2013
POINT CAPITAL MARKETS, LLC (NEW YORK NY)
MN
03/18/2011 - 03/21/2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NY
07/06/2001 - 01/25/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
MA
11/01/1996 - 06/28/2001
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
02/05/1992 - 11/01/1996
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NY
03/15/1990 - 01/31/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
11/30/1988 - 01/10/1990
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
02/05/1988 - 11/28/1988
A. G. EDWARDS & SONS, INC.
NA
10/22/1986 - 02/17/1988
MOSELEY SECURITIES CORPORATION
IA
Issued 01/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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