Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Steven Pugh is a financial advisor with Cetera Advisor Networks LLC in Minneapolis, Minnesota. Jay has been working in the industry since 1990. Jay is licensed to sell securities in Minnesota. Jay is a Series 6, 7, 26, 63 and SIE licensed professional. Previously Jay worked at SECURIAN FINANCIAL SERVICES, INC. and CRI SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/10/2023 - Present
Cetera Advisor Networks LLC (MINNEAPOLIS MN)
MN
12/22/1995 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/09/1995 - 10/28/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
01/22/1991 - 04/13/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
MN
07/18/1989 - 04/13/1995
C.R.I. SECURITIES, INC. (ST. PAUL MN)
BC
Issued 07/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jay Pugh is the right advisor for you? Invested Better is here to help.
