Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Steven Fields is a financial advisor who has been active in the industry since 1992. Jay is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where has been employed since 2010. Jay has a long history of working with a variety of financial institutions, including J.P. Morgan Securities Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Jay holds a number of industry certifications, including Series 7, Series 31, and Series 65. Jay has also been a trustee of a charitable organization since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FREEHOLD NJ)
NY
04/09/2010 - 06/11/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
06/01/2009 - 05/07/2010
MORGAN STANLEY SMITH BARNEY (MORGANVILLE NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORGANVILLE NJ)
NY
07/02/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
03/11/1992 - 06/29/1992
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IA
Issued 03/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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