Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Mathis is a financial advisor with Momentum Independent Network Inc. based in Dallas, Texas. Jay Mathis has over 40 years of experience in the financial services industry. Jay Mathis specializes in providing financial planning and portfolio management services to individuals, families, and businesses. Jay Mathis is also registered as an investment advisor in Colorado, New Mexico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/01/2017 - Present
Momentum Independent Network Inc. (DALLAS TX)
TX
05/15/2009 - 05/15/2017
LPL FINANCIAL LLC (LAGO VISTA TX)
TX
02/27/2003 - 05/15/2009
FIRST SOUTHWEST COMPANY (AUSTIN TX)
FL
11/16/2000 - 02/28/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
TX
11/22/1999 - 11/06/2000
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
MO
06/17/1996 - 12/17/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
03/04/1991 - 07/17/1996
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
09/04/1990 - 02/28/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
01/24/1990 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
07/25/1987 - 01/30/1990
WESTCAP GOVERNMENT SECURITIES, INC.
TX
08/06/1985 - 01/30/1990
WESTCAP SECURITIES, INC. (HOUSTON TX)
NA
10/28/1982 - 07/30/1985
DONALD SHELDON & CO., INC.
IA
Issued 06/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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