Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Stanford Pommrehn is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jay has been in the industry since 1997, and is licensed in 53 states, plus Puerto Rico and the Virgin Islands. Jay has passed the Series 3, 7, 9, 10, 63, and 65 exams. Jay is also a member of the FINRA and the Securities Industry Essentials (SIE) exam. Jay is experienced in providing portfolio management for businesses and individuals, as well as offering pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Beverly Hills CA)
NY
07/27/1999 - 08/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
03/05/1998 - 11/30/1998
JANUS DISTRIBUTORS, INC. (DENVER CO)
CO
03/11/1997 - 03/27/1997
R A F FINANCIAL CORPORATION (DENVER CO)
IA
Issued 03/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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