Unclaimed
Jay Shingo Nakahara is a registered investment advisor representative with MML Investors Services, LLC, a firm that has a history of providing financial advice to individuals, corporations, trusts, foundations, and endowments. Jay Shingo Nakahara has been in the financial industry since 2006, with a focus on providing financial advice and investment management services. With a background in finance and a dedication to his clients, Jay Shingo Nakahara is a valuable resource for those seeking financial guidance and investment expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (New York NY)
NY
08/16/2017 - 02/01/2018
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
01/27/2016 - 11/17/2016
BTIG, LLC (NEW YORK NY)
NY
05/25/2010 - 08/06/2015
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NJ
05/27/2009 - 04/14/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NA
09/20/1989 - 01/18/1994
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
NA
03/16/1989 - 04/22/1989
PILLAR FINANCIAL SERVICES, INC.
BC
Issued 06/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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