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Jay Shi

Transamerica Financial Advisors, Inc.

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About Jay Shi

Jay Shi is a financial advisor with Transamerica Financial Advisors, Inc. Jay has been in the industry since 2015. Jay is registered as a broker-dealer (BC) and investment advisor (IA) in California, New York and Washington. Jay has passed the Series 6, Series 63 and Series 65 exams and is licensed to sell insurance products. Jay specializes in portfolio management for individuals. Jay has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

Jay Shi is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jay Shi’s Registration & Firm History

WA

07/28/2017 - Present

Transamerica Financial Advisors, Inc. (BELLEVUE WA)

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Licenses & Designations

IA

Issued 07/12/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay Shi.
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