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Jay Shah

A.g.p. / Alliance Global Partners

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About Jay Shah

Jay Shah is a financial advisor registered with A.g.p. / Alliance Global Partners and B. Riley Wealth Advisors, Inc.. Jay Shah has been in the financial services industry since November 26, 2003. Jay Shah is licensed to conduct business in 25 states and has expertise in portfolio management for individuals, businesses and pooled investment vehicles. Jay Shah is also a consultant for 360@Med LLC and is active in the community.

Firm Information

Jay Shah is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Jay Shah’s Registration & Firm History

NY

11/01/2024 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

11/17/2012 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

07/07/2006 - 12/20/2012

VFINANCE INVESTMENTS, INC (NEW YORK NY)

NY

03/30/2004 - 08/01/2006

AVALON PARTNERS, INC. (NEW YORK NY)

GA

01/29/2004 - 04/06/2004

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NY

11/26/2003 - 01/29/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BOTH

Issued 12/15/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jay Shah. Review regulatory record here.
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