Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Scott Sommer is a financial professional with over 17 years of experience in the financial services industry. Jay has a wide range of experience, having worked with firms such as Cowen and Company, BTIG, LLC, Jefferies LLC and Sea Port Group Securities, LLC. Currently, Jay is registered with Oppenheimer & Co. Inc. and holds licenses for Series 7, 31, 57TO, 63 and 66. Jay has a wide range of specializations which include Portfolio Management for Individuals, Businesses, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/05/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MA
06/03/2020 - 05/28/2024
COWEN AND COMPANY (BOSTON MA)
NY
03/27/2017 - 02/19/2020
BTIG, LLC (New York NY)
NY
11/15/2013 - 04/07/2017
JEFFERIES LLC (NEW YORK NY)
NY
09/13/2010 - 10/18/2013
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NY
11/23/2009 - 04/19/2010
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NJ
01/27/2003 - 11/22/2006
MORGAN STANLEY DW INC. (PARAMUS NJ)
BC
Issued 01/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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