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Jay Scott Kantor

Loop Capital Markets LLC

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About Jay Scott Kantor

Jay Scott Kantor is a financial professional with over 30 years of experience in the securities industry. Jay is currently registered with Loop Capital Markets LLC and is located in the New York, NY office. Jay has previously been associated with a number of other firms, including CASTLEOAK SECURITIES, LP, BLAYLOCK & COMPANY, INC., RBC DAIN RAUSCHER INC., BANC ONE CAPITAL MARKETS, INC., ABN AMRO INCORPORATED, COWEN & CO., BANCA IMI SECURITIES CORP., MABON, NUGENT & CO., and DREXEL BURNHAM LAMBERT INCORPORATED. Jay holds a Series 7, Series 24, and Series 63 license.

Firm Information

Jay Kantor is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Jay Kantor’s Registration & Firm History

NY

04/10/2017 - Present

Loop Capital Markets LLC (NEW YORK NY)

IL

05/05/2006 - 04/05/2017

CASTLEOAK SECURITIES, LP (CHICAGO IL)

NY

09/19/2005 - 05/19/2006

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

03/19/2004 - 06/28/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

IL

04/18/2001 - 03/22/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

CT

01/31/1995 - 01/10/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

06/08/1992 - 01/31/1995

COWEN & CO. (NEW YORK NY)

NY

04/30/1991 - 06/15/1992

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

08/30/1990 - 04/30/1991

MABON, NUGENT & CO.

NA

10/05/1988 - 03/12/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 09/15/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay Scott Kantor.
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