Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Sanford See is a financial professional with over 20 years of experience in the industry. Jay is currently registered with Raymond James Financial Services, Inc. and holds a Series 7, Series 24, Series 52TO, Series 63, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
08/03/2020 - Present
Raymond James Financial Services, Inc. (TUKWILA WA)
WA
02/14/2008 - 07/28/2020
HORNOR, TOWNSEND & KENT, LLC (BELLEVUE WA)
WA
12/17/2004 - 01/31/2008
WAMU CAPITAL CORP. (SEATTLE WA)
CA
10/19/2001 - 12/06/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CA
09/22/2000 - 08/24/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 11/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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