Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay S Tobias is a financial advisor with LPL Financial LLC. Jay has been in the financial industry since 1994 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Jay specializes in financial planning, portfolio management, and retirement planning. Jay holds Series 7, 31, 63 and 66 securities licenses and is registered in 23 states. Jay is committed to providing personalized financial advice that meets the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
05/01/2017 - Present
LPL Financial LLC (BEND OR)
ME
04/20/2007 - 05/02/2017
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND ME)
MA
01/12/2001 - 04/30/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MO
06/23/1994 - 01/22/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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