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Jay Ronald Simpson

Cantor Fitzgerald & Co.

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About Jay Ronald Simpson

Jay Ronald Simpson is a financial advisor with Cantor Fitzgerald & Co. based in Memphis, Tennessee. Jay joined Cantor Fitzgerald & Co. in 2014, prior to that, Jay was with BBVA Securities Inc. in Birmingham, Alabama, and Vining Sparks in Memphis. Jay has a broad range of experience in the financial services industry and has been registered to provide financial advice for over 13 years. Jay is licensed to offer securities in 18 states, including Alabama, Florida, Georgia, Illinois, Kentucky, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, and Virginia.

Firm Information

Jay Simpson is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jay Simpson’s Registration & Firm History

TN

10/07/2014 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

AL

07/24/2012 - 09/26/2014

BBVA SECURITIES INC. (BIRMINGHAM AL)

TN

02/19/2009 - 07/08/2011

VINING SPARKS (MEMPHIS TN)

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Licenses & Designations

BC

Issued 03/03/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jay Ronald Simpson.
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