Unclaimed
Jay Ronald Simpson is a financial advisor with Cantor Fitzgerald & Co. based in Memphis, Tennessee. Jay joined Cantor Fitzgerald & Co. in 2014, prior to that, Jay was with BBVA Securities Inc. in Birmingham, Alabama, and Vining Sparks in Memphis. Jay has a broad range of experience in the financial services industry and has been registered to provide financial advice for over 13 years. Jay is licensed to offer securities in 18 states, including Alabama, Florida, Georgia, Illinois, Kentucky, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
10/07/2014 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
AL
07/24/2012 - 09/26/2014
BBVA SECURITIES INC. (BIRMINGHAM AL)
TN
02/19/2009 - 07/08/2011
VINING SPARKS (MEMPHIS TN)
BC
Issued 03/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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