Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Otto is a financial advisor at Ameriprise Financial Services, LLC with 20 years of experience in the industry. Jay has been registered with the Securities and Exchange Commission (SEC) since 2001 and is currently registered with the state of Ohio. He has also worked for other firms, including THE O.N. EQUITY SALES COMPANY, THE HUNTINGTON INVESTMENT COMPANY, FIFTH THIRD SECURITIES, INC., and PFS INVESTMENTS INC. Jay offers a variety of services, including asset allocation services, financial planning, pension consulting, and educational seminars. He is also a registered representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
02/11/2009 - Present
Ameriprise Financial Services, LLC (FAIRFIELD OH)
OH
01/17/2008 - 12/31/2008
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
OH
01/20/2004 - 10/02/2006
THE HUNTINGTON INVESTMENT COMPANY (CINCINNATI OH)
OH
05/10/2001 - 11/06/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
02/23/2000 - 08/31/2000
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NA
03/12/1993 - 02/21/1994
PFS INVESTMENTS INC.
NA
02/01/1994 - 02/17/1994
FIDELITY BROKERAGE SERVICES, INC.
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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