Unclaimed
Jay Roberson Nix is a financial advisor with Empower Advisory Group, LLC, headquartered in Greenwood Village, CO. Jay has over 15 years of experience in the financial services industry, having previously worked with Prudential Investment Management Services LLC, Hancock Investment Services, Inc., VALIC Financial Advisors, Inc., and Morgan Stanley & Co., Incorporated. Jay holds Series 7, 66, 31, and SIE licenses. Jay specializes in providing financial planning, portfolio management, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/20/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NJ
08/27/2013 - 06/02/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
FL
01/11/2013 - 08/08/2013
HANCOCK INVESTMENT SERVICES, INC. (TALLAHASSEE FL)
FL
05/30/2008 - 01/31/2013
VALIC FINANCIAL ADVISORS, INC. (GAINESVILLE FL)
FL
06/21/2007 - 01/22/2008
MORGAN STANLEY & CO., INCORPORATED (GAINESVILLE FL)
BOTH
Issued 10/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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