Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Richard Wenger is a financial advisor who has been in the industry since August 2007. Jay is currently registered with RBC Capital Markets, LLC and is located in Lancaster, Pennsylvania. Jay is a Series 7, 50, 52TO, 53, 54, and 63 licensed representative. Jay has previously worked at RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, and HOPPER SOLIDAY & CO., INC.. Jay has experience working with various clients including high net worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/25/2022 - Present
RBC Capital Markets, LLC (LANCASTER PA)
NY
01/02/2002 - 11/06/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
05/07/1999 - 01/14/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
PA
01/31/1991 - 09/16/1997
HOPPER SOLIDAY & CO., INC. (LANCASTER PA)
NA
05/01/1989 - 06/24/1991
W.H. NEWBOLD'S SON & CO., INC.
NA
07/23/1986 - 05/01/1989
HOPPER SOLIDAY & CO., INC.
BC
Issued 05/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/28/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 04/25/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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