Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Richard Spector is a financial advisor with over 16 years of experience in the financial services industry. Jay is a CERTIFIED FINANCIAL PLANNER™ professional who is registered to provide investment advice and securities in 30 states. Jay Spector is currently affiliated with Stratos Wealth Partners, Ltd. and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and RBC Capital Markets Corporation. Jay Spector has a wide range of experience and expertise in financial planning, portfolio management, and pension consulting. Jay Spector's primary focus is on providing personalized financial guidance to high-net-worth individuals, families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
07/28/2017 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
03/24/2011 - 07/31/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
03/18/2008 - 03/25/2011
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
11/17/2006 - 03/20/2008
RBC CAPITAL MARKETS CORPORATION (PHOENIX AZ)
IA
Issued 11/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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