Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Rao is a financial advisor registered with J.p. Morgan Securities LLC. Jay has been in the financial industry since October 11, 2017. Jay is registered in 53 states and districts for Broker-Dealer services and 1 state for Investment Advisor services. Jay Rao has a Series 7 and Series 66 license. Jay Rao's current firm, J.p. Morgan Securities LLC, is an SEC Registered Investment Adviser and Broker-Dealer. J.p. Morgan Securities LLC manages over $50 billion in assets and has over 1 million clients. J.p. Morgan Securities LLC offers a range of advisory services, including financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals. Jay Rao provides advisory services to a wide range of clients including individuals, high-net-worth individuals, corporations, insurance companies, labor unions, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
06/06/2019 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
09/21/2018 - 12/18/2018
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
10/03/2017 - 05/03/2018
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
02/07/2017 - 08/18/2017
FIRST COMMAND FINANCIAL PLANNING, INC. (IRVING TX)
TX
10/19/2015 - 01/27/2016
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
BOTH
Issued 11/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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