Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Mullan is a registered representative with Morgan Stanley. Jay is a registered representative in 53 states and the District of Columbia, and is also a registered investment advisor representative in New Jersey and Texas. Jay has been in the securities industry since 2000. Jay is associated with Morgan Stanley and Citigroup Global Markets Inc. as previous employers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/08/2016 - Present
Morgan Stanley (Red Bank NJ)
NJ
10/09/2003 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
02/11/2003 - 08/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/30/2001 - 09/27/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
08/22/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
IA
Issued 10/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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