Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Lieberman is a financial advisor who has been in the industry since 2014. Jay has been registered with Capfinancial Securities, LLC since 2017 and previously worked with Fidelity Brokerage Services LLC and Northwestern Mutual Investment Services, LLC. Jay holds Series 63, SIE, and Series 7 licenses. Jay is licensed to sell securities in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/19/2017 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
06/26/2014 - 12/06/2016
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
11/18/2008 - 01/02/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
BC
Issued 07/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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