Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Santangelo is a financial advisor with over 30 years of experience in the industry. Jay is currently registered with RBC Capital Markets, LLC and is licensed to provide investment advice in Colorado and Texas. Previously, Jay has held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Piper Jaffray & Co., Stifel, Nicolaus & Company, Incorporated, Everen Securities, Inc., Cohig & Associates, Inc., Kober Financial Corp., and First Choice Securities Corp.. Jay specializes in providing investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and institutions. Jay's areas of expertise include portfolio management, retirement planning, and estate planning. Jay also offers financial education seminars and workshops.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/21/2019 - Present
RBC Capital Markets, LLC (DENVER CO)
CO
09/24/2009 - 10/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CO
04/22/2005 - 10/02/2009
UBS FINANCIAL SERVICES INC. (DENVER CO)
MN
12/11/1995 - 05/03/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MO
04/24/1995 - 12/13/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
04/26/1993 - 04/27/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CO
01/25/1993 - 04/30/1993
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
CO
03/19/1991 - 01/25/1993
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
05/21/1990 - 04/01/1991
FIRST CHOICE SECURITIES CORP.
CO
06/26/1989 - 06/05/1990
MALONE & ASSOCIATES, INC. (DENVER CO)
IA
Issued 06/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1989
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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