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Jay Morris Frank

Wealthspire Advisors

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About Jay Morris Frank

Jay Morris Frank is a financial advisor registered with Wealthspire Advisors, based in Delafield, WI. Jay has over 30 years of experience in the financial services industry, and specializes in financial planning, portfolio management for individuals, and selection of other advisors. Jay has been with Wealthspire Advisors since 2015 and has held previous positions at WEALTHSPIRE CAPITAL, LLC, NEXT FINANCIAL GROUP, INC., and PRINCOOR FINANCIAL SERVICES CORPORATION.

Firm Information

Jay Frank is currently registered with Wealthspire Advisors. Wealthspire Advisors is an investment advisor based in NEW YORK, NY. They have 155 investment adviser representatives and manage $21,691,716,165 in regulatory assets under management. They offer financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. They serve high-net-worth individuals, corporations or other businesses, charitable organizations, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities.
Wealthspire Advisors

521 FIFTH AVENUE

NEW YORK, NY 10175

$21.69B

Assets Under Management

300

Total Clients

173

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jay Frank’s Registration & Firm History

WI

01/05/2021 - Present

Wealthspire Advisors (Delafield WI)

WI

10/29/2015 - 06/26/2020

WEALTHSPIRE CAPITAL, LLC (Delafield WI)

WI

10/19/2010 - 05/06/2015

NEXT FINANCIAL GROUP, INC. (DELAFIELD WI)

WI

09/24/2004 - 10/21/2010

PRINCOR FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)

MA

03/01/1996 - 12/31/2000

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

01/07/1987 - 03/01/1996

G. R. PHELPS & CO., INC.

WI

02/08/1990 - 11/15/1990

WFG SECURITIES CORPORATION (MIDDLETON WI)

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Licenses & Designations

BOTH

Issued 09/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1995

Series 24 - General Securities Principal Examination

BC

Issued 03/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1988

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 05/26/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 01/06/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Jay Morris Frank.
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