Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Small is a financial advisor with over 25 years of experience in the industry. Jay is registered to provide investment advice in Connecticut and Massachusetts. Jay works with individuals, families, and businesses to help them achieve their financial goals. Jay holds the Series 6, 7, and 63 securities licenses and the SIE exam. Jay is also a Personal Financial Specialist (PFS). Jay is currently employed with Osaic Wealth, Inc. but has also worked with 1st Global Capital Corp. and Woodbury Financial Services. Jay provides a variety of financial planning and investment services, including portfolio management, retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/13/2024 - Present
Osaic Wealth, Inc. (SHIRLEY MA)
MA
11/06/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (SHIRLEY MA)
CT
01/30/1998 - 11/08/2018
1ST GLOBAL CAPITAL CORP. (BOZRAH CT)
BC
Issued 01/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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